Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or
Responsibilities Assisting in the design, development, delivery and maintenance of best-in-class Compliance programs, policies and practices for ICRM. Assist with regulatory inquiries and/or examinations. Collaborating with other internal areas including Legal, Business Management, Operations, Technology, Finance,